Grant Adrian Rudloff

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Auker Rhodes Financial Planning LLP

    FRN 559364

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 9 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (9 Apr 2025 to 6 Apr 2026)
    • Responsible for Insurance Mediation (1 Sep 2011 to 30 Sep 2018)
    • CF4 Partner (1 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
  • Auker Rhodes Financial Advisers Ltd (no longer approved here)

    FRN 840278

    • (1)Employed By (9 Apr 2025 to 13 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

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