Grainne O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Jul 2018 to 8 Dec 2019)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (20 Jan 2014 to 28 Mar 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 20 Oct 2008)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (13 Oct 2008 to 31 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.