Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 30 Jun 2016)
- CF29 Significant management (21 Oct 2014 to 6 Mar 2016)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
- CF1 Director (28 Dec 2001 to 9 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.