Graham William Walsh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (5 Apr 2013 to 8 Dec 2014)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (11 May 2011 to 21 Oct 2011)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Aug 2010 to 3 Feb 2011)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF26 Customer Trading (1 Dec 2004 to 4 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.