Graham William Dumble

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF2 Non Executive Director (25 Jul 2006 to 9 Nov 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF2 Non Executive Director (1 Jun 2006 to 9 Nov 2007)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF2 Non Executive Director (22 Feb 2006 to 9 Nov 2007)
    • CF10 Compliance Oversight (22 Feb 2006 to 9 Nov 2007)
    • CF11 Money Laundering Reporting (22 Feb 2006 to 9 Nov 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Nov 2007)
    • CF3 Chief Executive (1 Dec 2001 to 22 Feb 2006)
    • CF1 Director (1 Dec 2001 to 22 Feb 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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