Graham William Cooper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (16 Feb 2011 to 31 Dec 2012)
Mitchell Harper Financial Advice Practice (no longer approved here)
FRN 218905
- (1)Employed By (29 Aug 2008 to 3 Mar 2011)
The Premier Partnership Limited (no longer approved here)
FRN 209446
- CF30 Customer (1 Nov 2007 to 17 Jun 2008)
- CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
Berkeley St James Finance Limited (no longer approved here)
FRN 183339
- Employed By (17 Jul 2002 to 25 Jul 2002)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.