Graham Whitworth

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Manager of certification employee (since 25 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Jun 2011 to 8 Dec 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (10 Mar 2006 to 18 Apr 2006)
- CF26 Customer Trading (28 Feb 2006 to 10 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.