Graham Westwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finset Limited
FRN 987805
- SMF1 Chief Executive (since 26 Jan 2026)
- SMF16 Compliance Oversight (since 11 Jul 2023)
- SMF3 Executive Director (11 Jul 2023 to 28 Jan 2026)
Ingeni Services Group Limited
FRN 747381
- SMF3 (AR) Executive Director function (since 27 Nov 2024)
Finset Warranty limited
FRN 1022130
- (1)Employed By (since 27 Nov 2024)
Octane Ltd (no longer approved here)
FRN 912888
- SMF3 Executive Director (25 Jun 2020 to 3 Jul 2020)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (16 Feb 2010 to 6 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.