Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 21 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 14 May 2021)
    • Appointed representative dealing with clients for which they require qualification (3 Aug 2022 to 14 Dec 2022)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • Appointed representative dealing with clients for which they require qualification (7 Oct 2020 to 14 Jun 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Aug 2010 to 26 Oct 2012)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 27 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jul 2003 to 2 Jan 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.