Graham Wayne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Algorithmic trading (since 16 Feb 2022)
    • [FCA CF] Client dealing (14 Oct 2021 to 13 Jun 2023)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Algorithmic trading (since 16 Feb 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (18 Oct 2017 to 22 May 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (24 Nov 2009 to 9 Sep 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.