Graham Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (27 Sep 2016 to 25 Oct 2020)
    • [FCA CF] Manager of certification employee (27 Sep 2016 to 16 Dec 2024)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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