Graham Sutcliffe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barker Sutcliffe and Associates Ltd (no longer approved here)

    FRN 502830

    • [FCA CF] Manager of certification employee (19 May 2020 to 1 Nov 2024)
    • [FCA CF] Client dealing (19 May 2020 to 1 Nov 2024)
    • [FCA CF] Functions requiring qualifications (19 May 2020 to 1 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 27 Aug 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Aug 2024)
    • CF1 Director (AR) (25 Jun 2019 to 27 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Aug 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 27 Aug 2024)
    • Responsible for Insurance Mediation (13 Aug 2009 to 30 Sep 2018)
    • CF1 Director (13 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (13 Aug 2009 to 27 Aug 2024)
  • Wakefield Financial Services Limited (no longer approved here)

    FRN 520967

    • Employed By (25 Jun 2019 to 27 Aug 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (14 May 2008 to 24 Aug 2009)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (388)Employed By (14 May 2008 to 24 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.