Graham Stocks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life CA Limited

    FRN 110481

    • [FCA CF] Significant management (since 3 Mar 2025)
  • ReAssure Limited

    FRN 110495

    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Significant management (since 3 Mar 2025)
  • Phoenix Life Limited

    FRN 110418

    • [FCA CF] Client dealing (since 27 Oct 2023)
    • [FCA CF] Manager of certification employee (since 27 Oct 2023)
    • [FCA CF] Significant management (since 27 Oct 2023)
  • Standard Life Assurance Limited

    FRN 439567

    • [FCA CF] Client dealing (since 7 Sep 2022)
    • [FCA CF] Significant management (since 14 Jul 2022)
    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 16 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.