Graham Root

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UniCredit S.p.A

    FRN 989193

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • UniCredit Bank GmbH

    FRN 989311

    • [FCA CF] Client dealing (since 21 Mar 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (10 Nov 2020 to 15 Dec 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.