Graham Ronald Harrington

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Nov 2020)
    • CF30 Customer (13 Jul 2010 to 6 Mar 2016)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (2 Mar 2020 to 9 Jan 2023)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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