Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 4 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF30 Customer (10 Mar 2011 to 1 Apr 2012)
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Quilter Financial Planning Solutions Limited
FRN 184591
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 24 Jun 2021)
- CF30 Customer (since 12 May 2021)
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Four Stages Finance Limited
FRN 736876
- (5)Employed By (since 12 May 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2021)
- CF30 Customer (2 Apr 2012 to 17 Jun 2021)
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- Employed By (10 Mar 2011 to 22 Oct 2021)
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- (11)Employed By (12 Jun 2001 to 13 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.