Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (21 Feb 2008 to 1 May 2020)
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- Responsibility for MCD Intermediation (27 Mar 2019 to 10 Oct 2019)
- CF1 Director (27 Mar 2019 to 10 Oct 2019)
- CF10 Compliance Oversight (27 Mar 2019 to 25 Jul 2019)
- CF30 Customer (27 Mar 2019 to 25 Jul 2019)
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- (2)Employed By (5 Feb 2011 to 1 May 2020)
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- CF1 Director (AR) (22 Jun 2006 to 30 Apr 2008)
- CF21 Investment Adviser (16 Sep 2005 to 20 Dec 2005)
- CF1 Director (25 Aug 2005 to 22 Jun 2006)
- CF4 Partner (AR) (27 May 2003 to 24 Jul 2004)
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- CF4 Partner (AR) (23 Aug 2004 to 5 May 2006)
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 5 May 2006)
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- Employed By (23 Aug 2004 to 5 May 2006)
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- Employed By (27 May 2003 to 24 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.