Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (21 Feb 2008 to 1 May 2020)
  • Wealth & Prosperity Ltd (no longer approved here)

    FRN 700077

    • Responsibility for MCD Intermediation (27 Mar 2019 to 10 Oct 2019)
    • CF1 Director (27 Mar 2019 to 10 Oct 2019)
    • CF10 Compliance Oversight (27 Mar 2019 to 25 Jul 2019)
    • CF30 Customer (27 Mar 2019 to 25 Jul 2019)
  • Intouch Financial Advice Limited (no longer approved here)

    FRN 540817

    • (2)Employed By (5 Feb 2011 to 1 May 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (22 Jun 2006 to 30 Apr 2008)
    • CF21 Investment Adviser (16 Sep 2005 to 20 Dec 2005)
    • CF1 Director (25 Aug 2005 to 22 Jun 2006)
    • CF4 Partner (AR) (27 May 2003 to 24 Jul 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (23 Aug 2004 to 5 May 2006)
    • CF22 Investment Adviser (Trainee) (23 Aug 2004 to 5 May 2006)
  • Cameron Alexander North East (no longer approved here)

    FRN 402957

    • Employed By (23 Aug 2004 to 5 May 2006)
  • CA Financial NE (no longer approved here)

    FRN 225013

    • Employed By (27 May 2003 to 24 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.