Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 1 May 2025)
- CF30 Customer (15 Jul 2013 to 8 Dec 2019)
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- CF1 Director (AR) (15 Jan 2009 to 12 Jul 2013)
- CF30 Customer (1 Nov 2007 to 12 Jul 2013)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 31 Oct 2007)
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- Employed By (15 Jan 2009 to 12 Jul 2013)
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- (4)Employed By (4 Oct 2006 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 14 Aug 2006)
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- (39)Employed By (1 Dec 2001 to 18 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.