Graham Richard Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2020)
    • CF1 Director (AR) (since 10 Apr 2020)
    • CF30 Customer (since 10 Apr 2020)
    • [FCA CF] Client dealing (1 May 2020 to 2 May 2021)
  • Wolds Financial Planning Ltd

    FRN 922057

    • Employed By (since 10 Apr 2020)
  • Huntington Ross Limited (no longer approved here)

    FRN 623680

    • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (24 Oct 2011 to 12 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (10 Oct 2008 to 31 Oct 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Universal Mortgage Solutions Ltd (no longer approved here)

    FRN 409548

    • (2)Employed By (31 Oct 2004 to 3 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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