Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (23 Feb 2012 to 1 Nov 2017)
- CF11 Money Laundering Reporting (25 May 2010 to 1 Nov 2017)
- CF4 Partner (6 May 2008 to 3 Jul 2017)
- CF28 Systems and controls (27 Nov 2007 to 1 Nov 2017)
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- CF11 Money Laundering Reporting (25 May 2010 to 1 Nov 2017)
- CF28 Systems and controls (9 Mar 2010 to 1 Nov 2017)
- CF4 Partner (9 Mar 2010 to 15 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.