Graham Raymond Cotton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Sep 2020)
    • [FCA CF] Client dealing (since 14 Sep 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Mar 2021)
    • CF30 Customer (17 Nov 2015 to 9 Mar 2021)
    • CF1 Director (AR) (17 Nov 2015 to 9 Mar 2021)
    • CF21 Investment Adviser (17 May 2002 to 19 Feb 2006)
    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 17 May 2002)
  • Skyblue Planners Limited (no longer approved here)

    FRN 763336

    • (1)Employed By (10 Nov 2016 to 7 Jun 2017)
  • Payne Sherlock Financial Services Ltd (no longer approved here)

    FRN 209850

    • (6)Employed By (31 Jan 2002 to 19 Feb 2006)
  • Inter Co IFA Services (no longer approved here)

    FRN 206197

    • (2)Employed By (1 Dec 2001 to 29 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.