Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tailored Wealth & Trust Management Limited
FRN 938844
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 May 2021)
- Responsible for Insurance Distribution (since 4 May 2021)
- SMF16 Compliance Oversight (since 4 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2021)
- SMF3 Executive Director (since 4 May 2021)
- [FCA CF] Client dealing (since 4 May 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (AR) (6 Nov 2015 to 30 Apr 2021)
- CF30 Customer (8 Sep 2009 to 30 Apr 2021)
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- Employed By (25 Nov 2014 to 30 Apr 2021)
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- CF1 Director (AR) (10 May 2010 to 17 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.