Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 20 Mar 2013)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2007)
- CF10 Compliance Oversight (3 Jul 2003 to 13 May 2013)
- CF8 Apportionment and Oversight (3 Jul 2003 to 1 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.