Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (27 Oct 2016 to 8 Apr 2022)
    • [FCA CF] Manager of certification employee (27 Oct 2016 to 8 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Nov 2002 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.