Graham Moore-Grundy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (27 Jan 2020 to 2 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 27 Jun 2006)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (28 Jan 2002 to 19 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (28 Jan 2002 to 19 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.