Graham Moffitt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of London and The Middle East plc

    FRN 464292

    • SMF4 Chief Risk (since 29 Dec 2025)
  • Bank of China Limited London Branch (no longer approved here)

    FRN 170910

    • SMF4 Chief Risk (23 Aug 2023 to 30 Sep 2025)
  • BANK OF CHINA (UK) LIMITED (no longer approved here)

    FRN 467410

    • SMF4 Chief Risk (23 Aug 2023 to 30 Sep 2025)
  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2021 to 14 Dec 2022)
    • SMF4 Chief Risk (9 Jun 2021 to 27 Dec 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Apr 2021)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 9 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (4 Sep 2017 to 9 Apr 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 16 Apr 2021)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 9 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 9 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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