Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2022)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 8 Nov 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (25 Nov 2003 to 14 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (25 Nov 2003 to 14 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.