Graham Leslie Jupp

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (1 Nov 2007 to 31 Aug 2015)
- CF27 Investment Management (12 Jul 2004 to 31 Oct 2007)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (106)CF30 Customer (1 Nov 2007 to 1 Jan 2010)
- (107)CF27 Investment Management (8 Feb 2006 to 31 Oct 2007)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF26 Customer Trading (1 Dec 2001 to 23 Aug 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (106)CF30 Customer at Nippon Life Schroders Asset Management Europe Limited
1 day ago
controlled function added: (107)CF27 Investment Management at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.