Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (26 Feb 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 31 Jan 2016)
- CF1 Director (23 Nov 2007 to 26 Feb 2019)
- CF3 Chief Executive (23 Nov 2007 to 29 Jun 2015)
- CF8 Apportionment and Oversight (23 Nov 2007 to 31 Mar 2009)
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- CF10 Compliance Oversight (1 Dec 2001 to 16 Oct 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 16 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.