Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2010 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 Apr 2010)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Apr 2010)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (8 Apr 2004 to 27 Mar 2006)
    • CF26 Customer Trading (2 Apr 2004 to 8 Apr 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (8 Apr 2004 to 27 Mar 2006)
    • CF26 Customer Trading (2 Apr 2004 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.