Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Dec 2020)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 29 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2010)
- CF22 Investment Adviser (Trainee) (12 Jul 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.