Graham Jon Farrow

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPRIME MARKETS LIMITED (no longer approved here)

    FRN 531771

    • (27)SMF16 Compliance Oversight (24 Jan 2023 to 20 Apr 2026)
    • (26)SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2023 to 20 Apr 2026)
    • (28)SMF3 Executive Director (9 Dec 2019 to 14 Sep 2022)
    • (35)[FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
    • (29)SMF1 Chief Executive (9 Dec 2019 to 14 Sep 2022)
    • (37)[FCA CF] CASS oversight function (9 Dec 2019 to 14 Sep 2022)
    • (32)CF10a CASS Oversight function (28 Aug 2013 to 8 Dec 2019)
    • (31)CF11 Money Laundering Reporting (17 Feb 2012 to 8 Dec 2019)
    • (33)CF10 Compliance Oversight (17 Feb 2012 to 8 Dec 2019)
    • (34)CF3 Chief Executive (17 Feb 2012 to 8 Dec 2019)
    • (36)CF1 Director (9 Sep 2011 to 8 Dec 2019)
    • (30)CF30 Customer (9 Sep 2011 to 8 Dec 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (23 Aug 2011 to 14 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (33)CF10 Compliance Oversight at XPRIME MARKETS LIMITED

  2. controlled function added: (34)CF3 Chief Executive at XPRIME MARKETS LIMITED

  3. controlled function added: (35)[FCA CF] Client dealing at XPRIME MARKETS LIMITED

  4. controlled function added: (36)CF1 Director at XPRIME MARKETS LIMITED

  5. controlled function added: (37)[FCA CF] CASS oversight function at XPRIME MARKETS LIMITED