Graham John Whiller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (19 Nov 2013 to 1 Aug 2014)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (14 Jul 2009 to 9 Nov 2010)
Queensgate Independant Financial Advisors (no longer approved here)
FRN 176975
- (12)Employed By (10 Sep 2002 to 19 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.