Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
- CF30 Customer (1 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (25 Jul 2008 to 21 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Jul 2002 to 27 Jan 2004)
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- (15)Employed By (21 Jun 2002 to 16 Jul 2002)
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- Employed By (1 Nov 1999 to 6 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (15)Employed By at Kings Group Limited Liability Partnership