Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aqua Wealth Management Limited (no longer approved here)

    FRN 578609

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Jul 2008 to 21 Aug 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jul 2002 to 27 Jan 2004)
  • Kings Group Limited Liability Partnership (no longer approved here)

    FRN 162695

    • (15)Employed By (21 Jun 2002 to 16 Jul 2002)
  • DGS Independent Financial Advisers Ltd (no longer approved here)

    FRN 200277

    • Employed By (1 Nov 1999 to 6 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)Employed By at Kings Group Limited Liability Partnership