Graham John Speller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (26 Feb 2021 to 18 Jun 2021)
    • [FCA CF] Client dealing (26 Feb 2021 to 18 Jun 2021)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • James Antoniou (no longer approved here)

    FRN 215916

    • (3)Employed By (10 Nov 2004 to 4 Mar 2008)
  • Solutions Financial Services (no longer approved here)

    FRN 195311

    • (4)Employed By (1 Dec 2001 to 26 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.