Graham John Sagar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMHERST FINANCIAL MANAGEMENT LIMITED

    FRN 224443

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2021)
    • SMF16 Compliance Oversight (since 12 Nov 2021)
    • SMF3 Executive Director (since 12 Nov 2021)
    • Responsible for Insurance Distribution (since 12 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (16 Jun 2016 to 9 Jul 2018)
  • Alpha Real Property Investment Advisers LLP (no longer approved here)

    FRN 534723

    • CF30 Customer (16 Apr 2012 to 1 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.