Graham John Rusk

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2020)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Oct 2020)
    • CF30 Customer (22 Jan 2015 to 26 Oct 2020)
  • Margetts Wealth Management Limited (no longer approved here)

    FRN 453782

    • (3)Employed By (27 Nov 2014 to 26 Oct 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Sep 2010 to 24 Nov 2014)
  • Kingswood Taxation & Wealth Management Ltd (no longer approved here)

    FRN 403407

    • (14)Employed By (29 Dec 2006 to 26 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.