Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (8 Dec 2009 to 31 Dec 2010)
- CF29 Significant management (1 Nov 2007 to 31 Dec 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (16 Aug 2006 to 31 Oct 2007)
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- CF3 Chief Executive (14 Jul 2008 to 19 Dec 2008)
- CF8 Apportionment and Oversight (31 Jan 2006 to 31 Oct 2007)
- CF1 Director (23 Jan 2003 to 19 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.