Graham John Cohen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY XBK (UK) Limited

    FRN 188432

    • SMF9 Chair of the Governing Body (since 15 Jul 2024)
  • The Bank of New York Mellon

    FRN 122467

    • [PRA CF] Managing a material risk taker (since 7 Mar 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • [PRA CF] Managing a material risk taker (since 7 Mar 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2017)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF28 Systems and controls (27 Apr 2012 to 31 Mar 2014)
    • CF1 Director (27 Apr 2012 to 31 Mar 2014)

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