Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Apr 2021)
- CF21 Investment Adviser (14 Jan 2003 to 16 Dec 2005)
- CF1 Director (AR) (1 Dec 2001 to 7 Apr 2021)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2003)
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- (5)Employed By (2 Mar 2001 to 7 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.