Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carpenter John Financial Services Ltd (no longer approved here)

    FRN 481332

    • CF1 Director (30 Apr 2008 to 31 Dec 2013)
    • CF10 Compliance Oversight (30 Apr 2008 to 31 Dec 2013)
    • CF30 Customer (30 Apr 2008 to 31 Dec 2013)
    • CF8 Apportionment and Oversight (30 Apr 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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