Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 11 Dec 2020)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 17 May 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Apr 2005 to 25 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.