Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 28 Aug 2025)
- [FCA CF] Manager of certification employee (since 24 Apr 2023)
- [FCA CF] Client dealing (since 12 Jul 2017)
- CF30 Customer (12 Mar 2014 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 28 Aug 2025)
- [FCA CF] Manager of certification employee (since 24 Apr 2023)
- [FCA CF] Client dealing (since 12 Jul 2017)
- CF30 Customer (25 Sep 2014 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (24 Apr 2023 to 25 Sep 2023)
- [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
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- [FCA CF] Client dealing (28 Feb 2018 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.