Graham Hall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Face To Face Financial Solutions Limited

    FRN 627664

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Dec 2014 to 8 Dec 2019)
  • Face to Face Financial Solutions Limited (no longer approved here)

    FRN 225181

    • (5)Employed By (27 Jun 2013 to 5 Dec 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 Sep 2011 to 4 Apr 2013)
  • Mills & Co Financial Advisors (no longer approved here)

    FRN 220509

    • (1)Employed By (13 Nov 2002 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.