Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Aug 2017 to 24 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (8 Aug 2017 to 24 May 2020)
- [FCA CF] Material risk taker (8 Aug 2017 to 24 May 2020)
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- CF30 Customer (17 Jun 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 May 2004 to 31 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.