Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Sep 2004 to 4 Aug 2005)
    • CF4 Partner (AR) (18 May 2004 to 4 Aug 2005)
    • CF22 Investment Adviser (Trainee) (18 May 2004 to 30 Sep 2004)
  • Pulahi Eadon & Co (no longer approved here)

    FRN 400572

    • (1)Employed By (18 May 2004 to 4 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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