Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 18 Jun 2025)
    • SMF1 Chief Executive (since 18 Jun 2025)
    • SMF3 Executive Director (since 1 Jun 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (13 Nov 2018 to 23 Dec 2020)
    • [FCA CF] Client dealing (13 Nov 2018 to 23 Dec 2020)
    • [FCA CF] Manager of certification employee (13 Nov 2018 to 23 Dec 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (13 Nov 2018 to 23 Dec 2020)
    • [FCA CF] Material risk taker (13 Nov 2018 to 23 Dec 2020)
    • [FCA CF] Manager of certification employee (13 Nov 2018 to 23 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Dec 2005 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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