Graham Dean Sharpe

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadland Consultants Ltd

    FRN 958621

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 8 Dec 2021)
    • [FCA CF] Client dealing (since 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2021)
  • Broadland Consultants Ltd (no longer approved here)

    FRN 521208

    • Employed By (21 Mar 2012 to 7 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.