Graham Carey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited
FRN 179213
- SMF24 Chief Operations (since 1 Sep 2025)
- SMF18 Other Overall Responsibility (16 Aug 2024 to 1 Sep 2025)
King & Shaxson Asset Management Limited
FRN 823315
- SMF18 Other Overall Responsibility (since 16 Aug 2024)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 12 Oct 2021)
- [FCA CF] CASS oversight function (6 May 2020 to 21 Apr 2023)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 12 Oct 2021)
- [FCA CF] CASS oversight function (25 Nov 2020 to 21 Apr 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.