Graham Bruce Lachlan Ewen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 30 May 2023)
- [FCA CF] Client dealing (since 11 Jul 2022)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (28 Jan 2020 to 11 Jul 2022)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF30 Customer (5 Aug 2013 to 11 Oct 2019)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 9 May 2013)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.